Securities and Exchange Act of 1992. Their actions therefore were in violation of Section 90 and liable to penalties under Section 289, which are imprisonment for a term of 2 to 5 years and a fine from 200,000
set at 8 baht per share is suitable because it was determined when AJP entered the MOUs with U Best and Media Agency on June 16, 2014. According to IFA report, under the MOUs, AJP placed cash collateral
investment products that are suitable for them. Moreover, convenience will be provided to investors, such as contacting an oversea business operator and foreign currency exchange and transferring for the
under Clause 31, the SEC Office may either suspend or revoke the approval as deemed suitable for such case. Clause 34 In case a person who is personnel in the capital market business and holds the
suitable for such case. Clause 34 In case a person who is personnel in the capital market business and holds the position under Clause 5, Clause 6 or Clause 7 and such position is not been required obtaining
prohibited characteristics; (3) in case of prohibited characteristics in Group 3 under Clause 31, the SEC Office may either suspend or revoke the approval as deemed suitable for such case. Clause 34 In case a
aforementioned Notification. For the purpose of complying with the rules specified under Paragraph 1, the SEC Office may issue a guideline suitable for the nature of the offer for sale and the approved person
collaboration with the AIMC under the “Let the Money Work Through Mutual Fund” project, will organize the “Fund Wealth Fair” event at the SET Building on 17 September 2023, in which variety of educational
clause (6) of Paragraph 1 under Clause 16 of the Ministerial Regulation concerning Granting Permission of Securities Business B.E. 2551 (2008) , as amended by the Ministerial Regulation concerning Granting