and communication technologies to improve the internal systems from storing, processing, tracking and distributing information.?Technology is playing a bigger role in the SEC operation and supervision

an efficient and ready work system for providing services as securities registrar will be put in place, considering the preparation, data processing and storage, and reporting of service provision; (4

and ready work system for providing services as securities registrar will be put in place, considering the preparation, data processing and storage, and reporting of service provision; 5 Amended by the

and ready work system for providing services as securities registrar will be put in place, considering the preparation, data processing and storage, and reporting of service provision; 5 Amended by the

) storing document and evidence in relation to the customer complaint and the proceedings to handle such complaint for no less than five years from the date the derivatives broker completes its consideration

) storing document and evidence in relation to the customer complaint and the proceedings to handle such complaint for no less than five years from the date the derivatives broker completes its consideration

) storing document and evidence in relation to the customer complaint and the proceedings to handle such complaint for no less than five years from the date the derivatives broker completes its consideration

making necessary preparations for compliance with the Personal Data Protection Act to ensure that the gathering, storing and using of personal data will be efficient and comply with standards;   (7

clearly acknowledge the objectives of storing, using or disclosing personal data and the rights related to their own personal data. The PDPA also requires that state and private organizations put in

and damage prevention system which the securities company should provide for the computer centre. Compliance Guideline 1. Computer Centre Controlling · Storing the importance computer devices such as