derivatives broker; (2) “derivatives exchange” means any derivatives exchange licensed by the Securities and Exchange Commission; (3) “initial margin” means the minimum amount of asset to be deposited by a
listed securities to be deposited by a client as collateral for purchasing securities, or a client’s excessive assets held in a margin account in proportion to the purchasing value of any securities prior
shall be deposited at least one hour before the closing time of normal trading session on the next business day from the date that derivatives was executed; (b) in case of clients other than sub clause (a
require its clients to deposit a margin within the specified period as follows: (1) For initial margin: (a) in case of institutional clients or market makers, the margin shall be deposited at least one hour
, which is equivalent to the rate of 1.08 percent per annum plus 1.00 percent. Such amount is even more than the return that the Company may have obtained if it had continually deposited such amount with a
Securities and Exchange Commission SorThor. 25/2550 Re: Prescription of the Rate or Value of Property Deposited as Margins 31/08/2007 16/09/2007 4. Notification of the Office of the Securities and Exchange
when such cryptocurrencies are traded, exchanged or deposited with the digital asset business operators regulated under the Royal Decree, and such operators must be the financial institutions under the
cryptocurrencies or accept cryptocurrencies from customers only when such cryptocurrencies are traded, exchanged or deposited with the digital asset business operators regulated under the Royal Decree, and such
into their trading accounts but the money was not deposited in the clients? accounts. The SEC?s further investigation revealed that Veerachai had replaced the name of the actual account owner on the