real-life environment with real customers while complying with the regulations and conditions suitable for the experimenting period, for example, the requirement for standard systems and the maximum
guideline in the electronic work system of the SEC https://publish.sec.or.th/nrs/5488se.pdf Translation : Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities By virtue
electronic work system of the SEC https://publish.sec.or.th/nrs/5488se.pdf Translation : Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities By virtue of Section 14 and
. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September
. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013, the
: ..................................................... Attn: Secretary-General The Office of the Securities and Exchange Commission (SEC Office) We hereby wish to submit an application for registration / change of information in Company Account with details
process of temporarily suspending their business or suspended business operations by SEC List of company licensed Dealing of Debt Securities (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation
Securities Company and Derivatives Intermediary 06/09/2013 01/04/2014 4. Notification of Capital Market Supervisory Board TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating
) 13. ENGIE GLOBAL MARKETS 14. ICBC STANDARD BANK PUBLIC COMPANY LIMITED 15. JP MORGAN CHASE BANK BANGKOK BRANCH 16. MACQUARIE BANK LIMITED 17. MERRILL LYNCH INTERNATIONAL 18. MITSUBISHI UFJ SECURITIES