/marketing) เนื่องจากเจ้าหน้าที่ที่ตัดสินใจซื้อขายเพื่อบริษัท (trader)มุ่งหวังการทำกำไรเพื่อบริษัทเป็นสำคัญ แต่เจ้าหน้าที่ติดต่อลูกค้า (sales staff) มีหน้าที่ชักชวนหรือให้คำแนะนำการลงทุนแก่ลูกค้า
quality control systems. Of the total 32 audit firms, 53 percent received the Good to Very Good evaluation results – an improvement from 48 percent in 2019 and from 51 percent in 2020. In addition, seven
The criminal complaint was filed against Mr. Sompote Ahunai and Mr. Amorn Sapthaweekul, directors and executives of EA and EA’s sole subsidiaries with 99.99 percent shareholding (i.e., EA Solar
Appraiser Contributing [ Asset Evaluation] for Capital Market Transaction http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=5907&SearchNo= Notification of the Securities and
Evaluation] for Capital Market Transaction http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=5907&SearchNo= Notification of the Securities and Exchange Commission KorNor. 1
?chkPost=1&chkNo=1&doc_id=5554&SearchNo= Notification of the Office of the Securities and Exchange Commission SorChor. 24/2555 Approval of Appraisal Company and Lead Appraiser Contributing [ Asset Evaluation
., is suspended for three months for failing to take care of a client's account, and instead assigning her subordinate who was an authorized trader to contact, solicit and give advice on securities
for approval to engage in the futures trading business in the category of futures trader, futures broker, futures trading advisor, futures pool business operator, futures trading manager or futures
. Operators of derivatives business wishing to apply for approval to engage in the futures trading business in the category of futures trader, futures broker, futures trading advisor, futures pool business