number of salespersons sufficient for providing services to investors, the new rule will pave the way for experienced staff to seek sales licenses provided that they meet certain conditions to maintain the

and financial reports of initial public offering (IPO) and public offering (PO) companies.The proposed rules would require that the CFOs and accountants of the IPO and PO companies maintain thorough

that “investment is risky, investors should consider the information prior to making an investment decisions” at a size not smaller than the general statements in the above-mentioned documents, which

เป็น plain product ที่มีความเสี่ยงสูง (plain/risky product) ซึ่งก าหนดให้ sales process มีลักษณะเช่นเดียวกับ complex product (ดูรายละเอียดข้อ 3.1 หน้า 11-14 ของเอกสารฉบับนี้) ก. infrastructure fund และ

สร้างความแข็งแกร่งและยืดหยุ่นให้แก่ผู้ลงทุน โดยเทคโนโลยีอาจทำให้ผู้ลงทุนรายย่อยมีแนวโน้มที่จะรับความเสี่ยงจากการซื้อขายหลักทรัพย์ (take risky trading) ซึ่งส่วนหนึ่งอาจมาจากการที่ผู้ลงทุนไม่ได้รับข้อมูล

Bath 2.50 per share and total amount of Baht 2,750,000 (Two million seven hundred fifty thousand). This acquisition of Associate Company’s additional ordinary shares will be maintain shareholding

available to pay debt securities holders; b. provision requiring the issuer to maintain certain financial ratios; c. provision that restrict the issuer from creating additional debt under certain conditions

statement. 2. Provide the disclosure in a separate section titled “Risk Factors” and separate different types of risk factors into different subsections. 3. In case of offering for sales of unusually risky

submitted to the SEC Office. Clause 4 The intermediary shall maintain the captial in the amount not less than the maximum rate of the following amounts: (1) one hundred thousand baht; (2) average quarterly

intermediary shall maintain the captial in the amount not less than the maximum rate of the following amounts: (1) one hundred thousand baht; (2) average quarterly expenses, provided that the expenses are