PowerPoint Presentation SEC Classification : ใชภ้ายใน (Internal) 20 กนัยายน 2565 การเตรยีมการของผูม้อี านาจผกูพนัของกจิการ SEC Classification : ใชภ้ายใน (Internal) 2©Copyright การเตรยีมการของผูม้อี า
Bangkok, November 9, 2011 ? The SEC ordered Tongkah Harbour Plc. (THL) to arrange a special audit with regard to the company?s internal control, appropriateness of connected transactions and asset
definition of market price to become explicit for funds to operate any transactions with the involved parties without the approval from their trustees, the revision of investment for assets management
such as, the definition of market price to become clearer funds to operate any transactions with the involved parties without the approval from their trustees, the revision of investment for assets
แบบแสดงราการข้อมูลประจำปี (UNOFFICIAL TRANSLATION) (Revision 2015) PAGE 8. Audit Firm Profile and Details Name of Audit Firm................................. For the year ending
Control | - |- Compliance / Internal control | - |- Information Technology |- Internal operation of Securities Companies | - |- Outsourcing Services | - |- Appoint service provider OR marketing
), particularly for digital tokens without custody risk. On 6 March 2025, the SEC Board’s Meeting passed a resolution approving revision to the net capital ("NC") requirements of digital asset business operators
progresses on the revision to the Thai ESG funds rules to accommodate the government’s saving and investment promotion initiatives. The event took place on 30 July 2024 at the SEC Building.Mrs. Pornanong
Bangkok, September 24, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved revision of rules applicable to securities companies facing
Bangkok, May 30, 2014 ? The SEC is seeking public comment on revision of rules governing advertisement of all capital market products for more clarity and practicality. The revisions also address