accordingly. The revised rules on the rotation of auditors specify that the auditors of a listed company must be rotated off after 7 cumulative years of service and must serve a cooling-off period for 5

the SEC and the exploration of applying these guidelines to enhance the OIC’s technology risk control supervision over regulated business operators. The event took place on 26 June 2024 at the SEC

awareness of the importance of cybersecurity plan, work system stability and data protection. Co-organized by the SEC and the regulated entities, the cyber drill activities were conducted by experts from the

business? Yes No If “No”, please specify ____________________________________________________ _______________________________________________________________________ 16) Number of years the CIS Operator has

____________________________________________________ _______________________________________________________________________ 16) Number of years the CIS Operator has managed CISs: _________________ Total assets under management (latest available

, investors, regulated business operators, and agencies within the capital markets and digital asset markets, aiming to raise awareness and preparedness against online threats. In addition, it fosters

the registration statement contained false information becomes known or should have been known, but not exceeding two years from the effective date of registration statement.” 2 CONTENTS Page I

which the fact that the registration statement contained false information becomes known or should have been known, but not exceeding two years from the effective date of registration statement.” 3

conviction into half without suspension of sentence.  ? Sondhi was sentenced to  85 year imprisonment for 17 counts at five years each. The court halved his jail term to 42 years and six months.? Suradet  was

clearer, non-overlapping guidelines in line with the evolving capital market ecosystem. The collaboration seeks to ensure a well-regulated, fair, and trustworthy capital market that boosts investor