SEC’s website at www.sec.or.th and SEC Check First application. Additionally, the list of individuals or entities not regulated by the SEC is available at the Investor Alert Section on the SEC’s website

of licensed business operators is available at https://www.sec.or.th and the SEC Check First application. Additionally, the names of persons who are not regulated business operators under the SEC’s

development of all-sector participation, both public and private. The cooperation under the MOAs includes monitoring and oversight of listed companies, issuing companies and regulated agencies under the SEC

SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators  through the use of principle-based regulations due to the fact that business

financial institution regulated by the SEC, audit firm with the SEC approved auditor and the Stock Exchange of Thailand (SET) or its subsidiary whose shares are held by the SET at least 75%, business operator

public and investors are advised to exercise caution when using services from digital asset business operators who are not licensed under Thai law or regulated by the SEC as they will not receive legal

นทางเวบ็ไซตจ์าํนวน ครั ง และรับฟังความคิดเห็นเฉพาะกลุ่ม (focus group) 1 ครั ง . ระยะเวลา ครั งที รับฟังความคิดเห็นหลกัการ - focus group เมือวนัที สิงหาคม ครั งที รับฟังความคิดเห็นหลกัการ - บนเวบ็ไซต

During March – April this year, the SEC conducted a public hearing and a focus group on the proposed amendments related to issuance and offer for sale of sustainability-themed bonds that would

opportunities and mutual benefits of capital markets from the growth of emerging Asia and to be more focus on intermediaries? roles for better investor protection. Vorapol Socatiyanurak, SEC Secretary-General

Minimum Resting Time. Next year, the SEC plans to focus on promoting sustainability-related products (ESG), encouraging long-term investments (converting savings into investments), and