Bangkok, November 18, 2014 ? SEC Secretary-General Vorapol Socatiyanurak promoted public awareness-raising about investment in the capital market for wealth accumulation and economic well-being. This
instruments. The factsheet requirement should increase issuers? awareness of their disclosure responsibility. It is one of many measures for supporting launch of complex products and development of financial
adds “digital asset investment advisor” and “digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen investor
/News_Detail.aspx?SECID=8253 SEC adds “digital asset investment advisor” and “digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to
/RoyalEnactment/enactment-digitalasset2018.pd... ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ derivatives fund managers being a financial institution regulated by other agencies; “ electronic data” means data
SEC’s website at www.sec.or.th and SEC Check First application. Additionally, the list of individuals or entities not regulated by the SEC is available at the Investor Alert Section on the SEC’s website
of licensed business operators is available at https://www.sec.or.th and the SEC Check First application. Additionally, the names of persons who are not regulated business operators under the SEC’s
development of all-sector participation, both public and private. The cooperation under the MOAs includes monitoring and oversight of listed companies, issuing companies and regulated agencies under the SEC