3. Mr. Steven or Steve Entwistle.- Mr. Steven or Steve Entwistle.- as Managing Director, the representative office solicited the foreign investors to make investments according to Gilt Edge’s advice
, defrauded and embezzled the company’s money by falsifying purchasing documents of non-existent cars to deceive the company into paying the money to himself and other persons for those cars, thereby causing
Miss Sasirada Suphawong Miss Sasirada Suphawong, Director of Purchasing and Warehouse of PROEN Corp Public Company Limited, has changed her securities holding. In this regard, Miss Sasirada has the
Exchange Commission No. Kor Thor. 13/2563 Re: Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of Investment
investment advice service. Tipsuda Thavaramara, SEC Deputy Secretary-General said that capital market regulators around the world are now embracing technological advancement to enhance efficiency and
subscription order of a client without contacting or giving advice to the client. She admitted having done so without providing details on the fund to the client. The SEC has therefore imposed a 40-day
Miss Wacharee Unnoppetchara Miss Wacharee Unnoppetchara, former director and purchasing manager of Agro Industrial Machinery Plc. (AMAC) (Presently Max Metal Corporation Plc. (MAX)), together with
Mr. Nipon Phoophagaphanphong Mr. Nipon Phoophagaphanphong, former purchasing manager of Agro Industrial Machinery Plc. (AMAC) (Presently Max Metal Corporation Plc. (MAX)), together with Mr. Suthisak