. Phuthitorn Tamthum acted with acknowledgment or pursuant to a mutual agreement to allocate roles among themselves in trading securities in a manner that misled the public regarding the price or trading volume
orders at prices several notches above the market price, in order to entice other investors to follow suit and force trading of KDH shares within a set price range ("Pump and Dump"). The aim was to
December 2018, the public prosecutor filed a lawsuit against Suphanan with the Civil Court in the Black Case No. Por. 7633/2561. On 12 November 2019, the Civil Court dismissed the case in the Red Case No
Teratanavat, (3) Mr. Vijchu Chantatab, and (4) Mrs. Shanya Pengpunpat had collusively manipulated share price and/or trading volume of the Market for Alternative Investment (mai)-listed TIGER between 24-29
The Civil Sanction Committee passed a resolution imposing a civil sanction on Surasak and Ekkamon in the case of insider trading of GLOBAL shares on 22 August 2012; however, both persons refused to
five individuals committed offenses related to insider trading in TKN shares using undisclosed information they knew or possessed that positively affected TKN’s share price—specifically, TKN’s Q3/2022
(securities trading center) patima@sec.or.th (clearing house) wasin@sec.or.th (securities depository center) and pimpicha@sec.or.th (securities registrar). The public hearing ends on 11 August 2023
welcome to send comments or suggestions to www.sec.or.th or e-mail: insec@sec.or.th. The public hearing ends on 23 March 2020. __________________________* Excluding the opening of trading accounts
the public prosecutor in writing to file a civil lawsuit against (1) and (2) for imposition of the maximum applicable civil sanctions comprising a monetary civil sanction of 12,005,620 baht plus
Bangkok, 18 October 2016 ? The SEC is seeking public comments on the proposed rules concerning provision of securities and derivatives trading services with limited discretion according to clients