registration statement (Form 56-1) since it is vital to investors? investment decisions. With its plan to study and consult with related parties, the SEC recently organized a seminar to determine MD&A guidelines
Secretary-General said that ?In conducting an asset management business responsible for managing the money of investors and the general public, public trust is deemed vital for the business to succeed or
in many markets."The SEC believes that continual capacity building of human resources in the securities industry is vital to the health of our capital market and the economy. Although automated
in many markets.The SEC believes that continual capacity building of human resources in the securities industry is vital to the health of our capital market and the economy. Although automated program
proposal to purchase outstanding and newly issued shares of Andaman Power and Utility Co., Ltd. (APU) totaling 3.4 million shares worth 340 million baht, to obtain concession to sell the power to Myanmar
approached nor was approached by any person interested in acquiring the company, and that he was unaware of any proposal for business takeover, while in fact a group of new investors had already expressed an
This public hearing proposes to revise the qualifications for private funds under the definition of “Institutional Investor.” The proposal would allow private funds to be recognized as
operators. The SEC conducted a public hearing on the proposed principles and relevant draft regulations during 9 October – 7 November 2023. Most respondents supported the proposal for amending the advertising
proposal. The SEC has therefore issued the relevant regulations, with the essential points as follows: (1) Requiring the auditors in the capital market to be affiliated with audit firms in the capital