such as games, counseling service, survey and instruction on Mobile App ?start-to-invest?. Those who download Mobile App ?start-to-invest? and show up at the booth will also be given a souvenir. The SEC

trading decision and informed the client afterward. Examination on records of investment advice, trade order instructions and confirmations indicated that the client's instruction was unclear as certain

characteristics in Group 3 under Clause 31, [ii] provide opinions to the SEC Office in any matter relating to compliance with the provisions under this Chapter or [iii] announce a guideline and give instruction for

opinions to the SEC Office in any matter relating to compliance with the provisions under this Chapter or [iii] announce a guideline and give instruction for process according to the guideline to the SEC

and the GSTEL-W2 warrants under the relevant laws and regulations, the respective exercise price for the GSTEL-W1 warrants and the GSTEL-W2 warrants is higher than the offering price for the ordinary

, could pose risk to the client. She also disregarded her client?s instruction and continued her improper actions. The SEC, therefore, suspends Kruawan from the status of approved investor contact for one

rata to their shareholdings, such fractional shares will be rounded down. However, the Company may exercise its discretion not to offer or allocate the newly issued ordinary shares of the Company to any

to the existing shareholders pro rata to their shareholdings, such fractional shares will be rounded down. However, the Company may exercise its discretion not to offer or allocate the newly issued

13. The securities company shall keep records of investment advice, trading instruction and negotiations regarding securities investment with the clients for at least three month from the date which

from the date of acknowledgement of such misconduct. Clause 13. The securities company shall keep records of investment advice, trading instruction and negotiations regarding securities investment with