rules: (1) Records of advice given to customers and derivatives orders placed by customers shall be kept for at least three months from the date on which the advice is given or order is placed, as the
derivatives trading orders placed by customers shall be kept for at least three months from the date on which the advice is given or the order is placed, as the case may be. However, should there be any
to customers and derivatives trading orders placed by customers shall be kept for at least three months from the date on which the advice is given or the order is placed, as the case may be. However
. “ qualified liabilities ” mean: (1) liabilities which are secured with collateral placed by the securities company and are not under the condition allowing the creditor to call for prepayment before the
which are secured with collateral placed by the securities company and are not under the condition allowing the creditor to call for prepayment before the maturity date, only in the portion of liabilities
personal relationships and/or connections in relation to placing, knowing about or colluding to place trading orders and/or allowing other persons to use securities trading accounts had placed SCN share
Thailand’s transition to a low-carbon economy will require greater investments with sustainability impact for which responsible capital markets are best-placed to provide.To get there, SEC Thailand
placed priority on promoting business potential and fund access in the capital market. The Project will help support and prepare businesses to raise fund, and the SET is willing to cooperate and give