these exchanges to have their debt securities displayed on LGX platform, in which case translation of prospectus and opinions of legal advisors is required. This may start from listing on SoL whose
preparing the training course “Business and Human Rights for Business Sector in the Capital Market” consists of the following advisors: (1) Emeritus Professor Vitit Muntarbhorn (2) Mrs. Prakairatana
trusts (REIT). It is expected to be effective in January 2019.Even though Thailand has already had in effect the rules permitting foreign investment advisors to provide advisory services to Thai
private funds, or investment advisors, which are fully qualified and ready to provide services, may apply for SEC’s approval to become the wealth advisor. There are currently over 40 operators interested
require financial advice and planning service from advisors who are knowledgeable, provide quality services and are considerate of interest of the customers. Hence, the “Wealth Advice for All” project was
MD&A seminar on January 30, 2013 at the Ambassador Hotel, Bangkok, with more than 600 participants from listed companies and financial advisors. At the seminar, the SEC executives and a guest speaker
, auditors, financial advisors, and fund managers whose approval expire or will expire from October 26, 2011 to March 31, 2012 are allowed to perform their duty until March 31, 2012. In this regard, the
agents (natural persons); 4. Financial advisors, marketing agents of private funds/credit rating agencies for mutual funds; 5. Supervisors, custodians, marketing agents of private funds/credit rating
, on the date of: 5. Information about the reporting person name WASATCH ADVISORS, INC. 6. Person authorised to contact with the SEC (if any) Mr. D. Thurber ( ) to amend or supplement Form 246