responsible business, (3) maintaining good corporate citizenship, and (4) promoting resilience to various risk factors and changes.The consultation paper is available at www.sec.or.th/hearing. Stakeholders and

securities business licensees from including in their names the words ?securities company limited.? The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are welcome to

proprietary trading will also be required to prevent impact on the business operator?s financial condition and reputation.  The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders

Bangkok, March 31, 2016 ? The SEC is seeking public comments on a draft amendment to the rules governing financial reporting of securities companies and derivatives business operators.? The amendment

Currently, the IPO regulations specify that an IPO applicant shall not get involved in any illegal business without specifically defining the term. Thus, the term can be broadly interpreted and may

Bangkok, 25 July 2017 ? The SEC is seeking public comments on the draft amendments to the rules governing application for a waiver of mandatory tender offer for all securities of a business pursuant

Earlier on 1 July 2021, the SEC Board Meeting No. 13/2564 passed a resolution approving a review on the digital asset business regulations to specify digital asset custodial wallet provider as a

Following the issuance of regulations on information technology systems in 2022*, the SEC recognizes that the current rules should be updated to enable business operators in the capital market to

Currently, the regulations related to provision on Repo grant an exemption or prescribe flexible conditions for business operators that provide services or engage in transactions with institutional

of research analysis by non-licensed business operators may be regarded as carrying out the investment advisory service business because such promulgation must only be made by a licensed business