period closing date, whichever is earlier. The 81-1 Short-Form must be made through the Stock Exchange of Thailand’s (SET) Electronic Information Transmission System and shall be deemed reporting to the
Earlier, by virtue of Section 267 of the Securities and Exchange Act of 1992, the SEC, with the approval of the SEC Board, ordered an attachment of assets of 10 entities who were imposed with the
Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on 12 offenders* for manipulating the share price of Scan Inter Public Company Limited (SCN), requiring them to pay the
Earlier, the SEC instructed CHARAN to cooperate with its auditor in reviewing the company’s interim financial statements for the first quarter of 2025, and to submit the rectified and reviewed
In December 2021, the SEC conducted an earlier public hearing on the proposed amendments to the aforesaid Rules, the objective of which is to accommodate the use of technology to operate business in
Earlier, Zipmex announced the suspension of its services for digital asset trading, money deposits and withdrawals in Thai baht, and deposits and withdrawals of digital assets, due to problems with
Earlier, the SEC filed a criminal complaint against the 10 entities with the Department of Special Investigation (DSI) on account of fabricating financial statements, disclosing false information in
Earlier, SEC conducted a public hearing on the principle of understanding investment in leasehold funds and funds with revenue sharing agreements and the fund/trust disclosure of investment return
Earlier, the Capital Market Supervisory Board approved in principle the proposed amendments to the repo/reverse repo agreement regulations to allow securities companies to enter into repo/reverse
Earlier on 20 January 2021, the SEC and the Securities and Futures Commission of Hong Kong (SFC) signed a Memorandum of Understanding concerning the Mutual Recognition of Funds between Hong Kong