which has obtained an approval for a public offering of shares from the SEC Office; (2) having foreign exchange as home exchange. Clause 48 An applicant would obtain an approval for an offer for sale of
. Pakorn Peetathawatchat, SET President revealed: “The SET did not stand by, but took every step to make sure that investors obtain accurate and adequate information in a timely manner, e.g., following up
investment scheme for 12 consecutive months with the minimum investment amount of 500 baht per month. Having complied with all the terms and conditions of the campaign (details can be obtained from the
for transactions, requirement to obtain approval from or report to senior management, face-to-face contact with the client or his ultimate beneficial owners or ultimate controlling persons, assessment
relation to sources of funds used for transactions, requirement to obtain approval from or report to senior management, face-to-face contact with the client or his ultimate beneficial owners or ultimate
, information gathering in relation to sources of funds used for transactions, requirement to obtain approval from or report to senior management, face-to-face contact with the client or his ultimate beneficial
to be Fund Manager ______________________ Clause 6. Any person being at least twenty years old and intends to obtain an approval from the Office to be listed in the register of person qualified to be
______________________ Clause 6 . Any person being at least twenty years old and intends to obtain an approval from the Office to be listed in the register of person qualified to be fund manager shall submit an
to the Stock Exchange of Thailand. Old Clause 6 : Expected Banefit (1) The investment in the ordinary shares of HECH and newly issued shares of GS will allow the Company to acquire shares of GS
debt securities offered or listed. 3. Provide information about the form of the security, such as whether investors can obtain physical certificates or whether their interests will be recorded via a book