with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board. In case the ALPHAX used the proceeds obtained from the offering of new shares to
conditions precedent by AWN, within 180 days from the date of the VTO Letter. In this regard, the Company and AWN shall each use reasonable effort to complete the following conditions precedent without delay
obtained an approval to offer for sale of newly issued securities under Part 2 or Chapter 2 of Part 3 may have changed the deliberation of the SEC Office if such fact had appeared to the SEC Office prior to
the information memorandum to shareholders. However, taking into consideration the good corporate governance and in order to provide shareholders with complete information, the Board of Directors
investment consultants found that {A} failed to keep complete records of a high volume of client's derivatives trading orders; while {B} failed to keep complete documentation and evidence of many derivatives
investors, solicits investors, or provides advice to investors or sets plans for investors with respect to trading of or investment in securities. Clause 3 A prospectus shall contain correct, complete, and
Bangkok, April 11, 2013 - The SEC found that {A}, a former capital market investment consultant of Globex Securities Co. Ltd., obtained authorization to make decisions on behalf of her client and
jointly failed to perform their duties with responsibility, due care, and loyalty or failed to perform their duties with dishonest intent and obtained unlawful gains for themselves or another person which