investment in derivatives traded on foreign derivatives exchange without limiting investment objective, providing that the investment must be made through securities company. The revised regulations aim to
debentures and share warrants, to be in line with those governing other securities. The objective of this revision is to facilitate fundraising of business operators while protection of shareholders? rights
questions cover personal data, financial status, financial knowledge and experience, investment objective as well as risk appetite and willingness to take risks. For instance, it may be the case that young
investment in (i) the companies in such employer?s group and (ii) investment units of mutual funds and trust units of trust having main objective to invest in the assets of employer?s assets and the companies
investors in line with the Capital Market Development Master Plan?s objective which aims to promote quality and diverse financial products comparable to those in the regional markets. To be eligible for SET
-Money Laundering Office (AMLO) signed the memorandum of understanding with objective to enhance effectiveness of collaboration on supervision over securities business operator to prevent and suppress
ก.ล.ต. มีอ านาจ ดังกล่าวไว้ใช้กับ regulated entities อื่นตลอดมา ส านักงานเห็นว่าโดยสาระแล้ว ตลท. และ TFEX ต่างมี สถานะเป็นผู้ประกอบการ exchange ซ่ึง regulator ต้องมี อ านาจเพียงพอในการ oversight ได้
adds “digital asset investment advisor” and “digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen investor
/News_Detail.aspx?SECID=8253 SEC adds “digital asset investment advisor” and “digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to
/RoyalEnactment/enactment-digitalasset2018.pd... ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ derivatives fund managers being a financial institution regulated by other agencies; “ electronic data” means data