Commission Notification of the Office of the Securities and Exchange Commission No. SorNor. 12/2545 Re: Determination of Rules and Procedures for Actions by Management Companies against Incorrect Value of
Approval on Establishment of a New Limited Company or Public Limited Company to Undertake Securities Business in the Category of Private Fund Management Report/Form (Notification of Securities and Exchange
representatives of private funds; “Office” means the Office of the Securities and Exchange Commission. Clause 3. In appointing representatives under this Notification, if the management company appoints the persons
of representatives for sale or acceptance of redemption of investment units and marketing representatives of private funds; “management company” means a management company under the Notification of the
Office under the Notification of the Capital Market Supervisory Board concerning Establishment of Retail Funds and Mutual Funds for Accredited Investors and Execution of Agreement for Management of Private
relating to the management of mutual funds, (3) the draft notification relating to the limitations of unitholding, (4) the draft notification relating to the liquidation of mutual funds, and (5) the draft
Commission Notification of the Securities and Exchange Commission No. KorNor. 30/2547 Re: Rules, Conditions and Procedures for Establishment and Management of Funds _____________ The supervision of securities
Procedures for Establishment and Management of Funds dated 10 June 2004, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. This Notification shall come