Bangkok, March 8, 2011 - The SEC is seeking public comment on the proposal to strengthen role of compliance unit of securities company in the category of securities brokerage, dealing and
. This is to allow capable investors access to more diverse investment channels, and to strengthen competitiveness of asset management companies. The draft revisions involve: (1) determination of
not only play an important role in promoting the sustainable quality of the listed companies’ financial reports but also help to reinforce fraud prevention. Over the years, the SEC has collaborated
the Thai capital market, this tax incentive program has been initiated with aims to stabilize the market, bolster fundraising through SET, and promote investments in ESG stocks. The two-prong incentive
for business expansion to bolster their competitiveness. Along with this, our customers were encouraged to apply innovations and digital tools to their business undertakings for sustainable growth
publication. The guidelines are intended to align banking supervision with Basel standards and strengthen stability of the financial system. Major points include that commercial banks which are of large size
adds “digital asset investment advisor” and “digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen investor
strengthen investor protection Customer (KYC), fit and proper personnel, standard sales process, management of customers’ digital assets and related data, and capital adequacy. There are also new provisions
companies and executives, and (3) market force. In so doing, the SEC is cooperating with agencies and organizations, both public and private, to strengthen supervisory standards and common practice guidelines