CNAT CAPITAL THAILAND CO.,LTD : Unapproved public offering of newly issued shares (Disclosure Date : 27/02/2020)

Coreharbour Ltd. Website: www.coreharbour.com : Unlicensed securities and derivatives business (Disclosure Date : 14/07/2015)

Portsmouth Mann International Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 14/07/2015)

T.R.V.(Thailand) Co.,Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 23/09/2014)

Siam Grandeur Management Co.,Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2012)

N.A.T.(Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 09/05/2013)

On 8 February 2024, the Central Bankruptcy Court issued an order to Phelps Dodge for the business rehabilitation and appointed EY Corporate Advisory Services Co., Ltd. as the plan administrator

MMS Soil Minerals Co., Ltd. : Unlicensed digital asset business (Disclosure Date : 23/04/2024)

MGP Shopping Malls Co., Ltd. : Unlicensed digital asset business (Disclosure Date : 23/04/2024)

SEITEE PTE. LTD. (Diamon Finance) : Unlicensed digital asset business (Disclosure Date : 19/03/2024)