. The SEC findings also revealed that {D}, AEC co-chief executive officer in charge of back office, and {E}, AEC co-chief executive officer in charge of front office, had generally neglected supervision
result, the Settlement Committee imposed the fine of 1,101,000 baht on AEC. The SEC findings also revealed that Thada, AEC co-chief executive officer in charge of back office, and Pisit, AEC co-chief
ระบบเครือข่าย (Logical Security) กรณีการเข้าถึง ล่วงรู้หรือแก้ไขเปลี่ยนแปลงข้อมูลและการทำงานของระบบคอมพิวเตอร์โดยบุคคลที่ไม่มีอำนาจหน้าที่เกี่ยวข้องนั้น (access risk และ integrity risk) อาจเกิดจากบุคคล
time; (e) conduct monitoring of the system and report the findings to the board of directors of the company or the directors entrusted by the board in order to achieve the objective and mission. Clause 6
and external sources in appropriate form and time; (e) conduct monitoring of the system and report the findings to the board of directors of the company or the directors entrusted by the board in order
related to business conduct with internal and external sources in appropriate form and time; (e) conduct monitoring of the system and report the findings to the board of directors of the company or the
, ended 30 June 2018, the Accounting Advisor has reported various significant findings As such, the Company’s Board of Directors required a special audit on the audited financial statements of S-TREK, ended
management of S-TREK, ended 30 June 2018, the Accounting Advisor has reported various significant findings As such, the Company’s Board of Directors required a special audit on the audited financial statements
appropriateness of the existing one), the companies should provide the explanations and solutions from such findings. 1 COSO is a joint committee of 5 professional associations including the American Institute of
on derivatives or law on trust for transaction in the capital market; (3) “alleged person” means person against whom the SEC Office, based on its findings, preliminarily considers that [such person