customer risk profile. Credit policy has been tailored for each customer segment. Industry pre- screening criteria, which can be used as a guideline for customer selection, have been established to classify
considerations when setting investment policies and strategies, as well as during the selection and monitoring of investments in quality businesses. This aims to ensure sustainable investment according to the
, such as the review of financial statement and selection of SEC-registered auditors, and to encourage stakeholders of financial reporting ecosystem to put more attention and importance to audit quality
appropriate use of words, language, gestures and documents to prevent the display of sexual prejudices that disrespect the rights and freedoms of individuals, (5) the selection of committees or persons
enroll employees in the provident fund, providing the default portfolio for a member who does not make a selection, and specifying the details of accounting and recording of fund incomes and expenses; 3
mutual fund established under the Securities and Exchange Act B.E. 2535 and to passively manage investment; (4) ETF operator is not subject to limitation or suspension of business or revocation of license
the first 3 months of 2019 because during the period, ICE had a limitation in finding new customers and the main factor was the spread of COVID – 19, some customers postponed the purchase decision
derivatives position remaining until the settlement date. 6. Risk from being unable to proceed with the order of futures trading of an investor for loss limitation The derivatives broker may be unable to
may lose from the derivatives position remaining until the settlement date. (Translation) 6. Risk from being unable to proceed with the order of futures trading of an investor for loss limitation The
futures trading of an investor for loss limitation The derivatives broker may be unable to proceed with the order of any kind of futures trading of an investor which has an objective to limit potential loss