Bangkok, July 7, 2014 ? The SEC is seeking public comment on revisions of client assets report of securities companies and derivatives brokers to be applicable to commercial banks and life-insurance
revocation of her license as a life insurance broker and agent on account of performing duties dishonestly when she failed to forward premium money of 1 million baht she had received from a client to the
According to AIA’s inspection report and SEC’s further investigation, it was found that Sorrapon received the unit-linked life insurance premium from the client but did not forward the premium
-2634-8888 Fax.0-2783-4818 17 BANGKOK LIFE ASSURANCE PUBLIC CO.,LTD. BANG KAPI, HUAI KHWANG, BANGKOK 10310, THAILAND Tel.+66 2777 8000 18 KRUNGTHAI-AXA LIFE INSURANCE PUBLIC CO.,LTD. G TOWER GRAND RAMA 9
is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life insurance company, statutory company, mututal fund, private fund, the Governement
Banking Act, securities company, non-life insurance company, life insurance company, statutory company, mututal fund, private fund, the Governement Pension Fund, provident fund or any other legal entities
able to engage in derivative business only with Institutional Investors Investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life
institution under the Commercial Banking Act, securities company, non-life insurance company, life insurance company, statutory company, mututal fund, private fund, the Governement Pension Fund, provident fund
วรรณ ไลฟ์ อินชัวรันส์ เซทเทิลเมนท์ ห้ามขายผู้ลงทุนรายย่อย ชื่อกองทุน (อังกฤษ) : ONE LIFE INSURANCE SETTLEMENT FUND NOT FOR RETAIL INVESTORS บริษัทจัดการ : บริษัท หลักทรัพย์จัดการกองทุน วรรณ จำกัด วันที่