, 2023 However, FL prepared and submitted the Complaint report of Q2/2023 to the SEC Office on JULY 18, 2023 later than the period specified by the law. SEC Act S.109 Settlement Committee Meeting No. 9

registered the transfer of hotel ownership in Vienna House Easy Bratislava which is one of the conditions precedent as a result of the entry into Real Estate Purchase Agreement with Hotel AVION s.r.o. ("Seller

the shares of ADAM, which can be traded on the Stock Exchange.  This act was deceitfully planned with the Board of Directors of ADAM in exercising its power to sign the agreement to buy the shares of

institution established under specific law. Additionally, [the term of “authorized management person”] also means a person who is a member of a committee performing duty relevant to business management of

Mr. Anek Yooyuen, Deputy Secretary-General of the SEC, said: “We have been on the case regarding the complaints against the ZipUp+ project of Zipmex Co., Ltd. So far, the SEC has enforced the law on

: ?The SEC has been the key supporter of the Classs Action Law from the very beginning because it could be an effective channel for protecting investor?s rights in the capital market. Since the law came

the Kingdom of Thailand so permit by virtue of law, the Capital Market Supervisory Board hereby issues the following regulations: Clause 1 This Notification shall apply to the formation of the

functions are performed for any third parties or for the trustee, securities companies, commercial banks or financial institutions established under specific law, and shall include the person performing duty

Exchange Commission concerning Maintenance of Capital of Investment Advisors and Derivatives Advisors . “ financial institution ” means: (1) a commercial bank under the Law on Financial Institutions ; (2) a

Commission concerning Maintenance of Capital of Investment Advisors and Derivatives Advisors. “financial institution” means: (1) a commercial bank under the Law on Financial Institutions 1 ; (2) a financial