procedures to ensure that investment consultants regularly distribute investment research to investors. Lack of investment research on small and medium market capitalization listed companies was concerned by

diverse their investment but lack of time.  Investment discipline made through mutual funds will help expand institutional investor base and bring about a well-balanced investor base. Impact from panic in

. However, there is some room for further improvement.  The Thai industry was average on disclosure. Simplified prospectuses still lack some valuable information for investors such as trading costs; the names

stability. Considering that lack of skill and awareness in financial management has been found in individuals at all levels, collaboration to elevate financial knowledge is needed from all sectors to

indicating a lack of professional ethics or standards in performing as financial advisor or advisor in any other fields which requires similar skill, knowledge and accountability of financial advisor, or

have any of the following prohibited characteristics: (1) having deficiency in legal competence, for instance, being an insolvent person, incompetent or quasi-incompetent person; (2) having or plausibly

characteristics as follows: (1) having deficiency in legal competence or having been subject to any legal proceeding under the law governing capital market or having untrustworthy characteristics as specified by

remained sluggish, due to weak purchasing power and the lack of any specific measures from the government. In the second half of 2017, the economy moved in a positive direction driven by industrial expansion

derivatives position before the settlement date, whether due to market lack of liquidity or the derivatives exchange withholds the futures trading or due to any other reasons, the investor may lose from the

close out the derivatives position before the settlement date, whether due to market lack of liquidity or the derivatives exchange withholds the futures trading or due to any other reasons, the investor