trust manager, as well as overseeing the trust manager’s performance of duties as prescribed in the trust deed;  (5) Only institutional investors and ultra-high net worth investors* shall be eligible as

Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor or the central investor definitions** for investment in financial products under the SEC’s supervision, which has been revised and

POWER-P Plc. (POWER), for violating Sections 307, 311 and 312 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) by collusively falsifying POWER accounts worth totaling 34 million baht with

Co., Ltd. (SECC Holding), and Mr. Suriya Lapvisuthisin to embezzle SECC’s money by arranging for an extension of fictitious loans worth Baht 245 million to four nominees through its subsidiary, SECC

authorized director of SECC Holding Co., Ltd. (SECC Holding), to embezzle SECC’s money by arranging for an extension of fictitious loans worth Baht 245 million to four nominees through its subsidiary, SECC

record fictitious car sale revenues worth Baht 30 million. This case is under consideration of the public prosecutor. SEC Act S.307 308 309 311 312 313 Criminal Complaint Filed with an Inquiry Official

sale newly issued securities in the category of of debt securities to high-net-worth investors on a program basis without providing its securities for credit rating prior to the offer for sale of the

The Securities and Exchange Commission (SEC), represented by Mrs. Butree Vangsirirungruang, Director of the Digital Financial Innovation Department, joined a panel discussion on “Promoting the Use

the back-to-back seminar on Sustainability-related Financial Disclosures, co-organized by ADB, SEC, SET, and Thai IOD, Assistant Secretary-General Paiboon Dumrongwaree joined the discussion on

The Securities and Exchange Commission (SEC), represented by Ms. Winita Kultangwatana, Director of the Sustainable Development Department, joined a panel discussion on "Communicating Greater