wrongdoing against a client’s assets by (1) using the client’s credit card to withdraw cash and spending the money for her own personal use, (2) replacing the client’s banking account contact information

In September 2025, the SEC received a total of 1,500 reports of suspicious instances and information requests from the public via the Investment Scam Hotline – almost doubled the number from August

Bangkok, 28 June 2024 – The Securities and Exchange Commission (SEC) together with CFA Institute* and CFA Society Thailand develop Global ESG Disclosure Standards for Investment Products Handbook

Future Investment Initiative Institute invited SEC Secretary-General to exchange views and opinions on digital asset developments with business leaders in the field, namely Sam Blatteis, Co-Founder

client assets for personal gains by having his clients transferred payment for subscription of mutual fund investment units as well as their deposits into his own account. At the time of his wrongdoing

)  Define a company possessing the characteristics of investment company as a company that makes passive investment in securities, derivatives or digital assets, at a collective total amount exceeding 40

Budsaratragoon said: “The Thai ESG Fund as endorsed by the governmental sector features an investment policy that focuses on ESG assets, helping to diversify the types of sustainability-themed mutual funds. This

On 2 March 2023, the SEC Board Meeting No. 5/2566 passed a resolution approving in principle the proposed amendments to the regulations regarding the ICO of investment token, digital asset custodial

managing private assets of any persons or groups of persons (private trust), nor does it aim to evade compliance with any relevant laws.  Key products for GIT investment in environmental projects are: (1

Bangkok, March 10, 2014 ? The SEC jointly with the Association of Investment Management Companies (AIMC), the Stock Exchange of Thailand (SET), the Thai Bankers? Association (TBA), the Association of