/enactment-digitalasset2018.pd... (Translation) arising from or related to its use. (1) treasury bills; (2) bonds; (3) bills; (4) shares; (5) debentures; (6) investment units which are instruments or evidence
types of securities business license, namely (1) Type E Securities Business License* for equity instruments, and (2) Private Fund Management License. The proposed amendment aims to increase choices of
characteristic of capital market business personnel. SEC has therefore revoked his approval as investment consultant for plain instruments** and prohibited him from performing duties as capital market business
Some business operators wish to provide services of specific securities business, for example, brokerage, dealing and underwriting of equity instruments or private fund management, but are unable to
According to TMB’s report, a Limited Broker Dealer and Underwriter (LBDU) licensee, Sarunya, an investment consultant for Complex Instruments Type 2, committed an offense and later OIC ordered a
Disposal of Asset B.E. 2547 (2004) dated 29 October 2004 (as amended) (collectively referred to as “Notifications on Acquisition or Disposal of Assets”). After calculating the size of such transaction based
Acquisition or Disposition of Asset B.E. 2547 (2004) (as amended) (collectively, the “Notification of Acquisition or Disposal of Assets”). The highest transaction value equals to 30.94 percent based on the net
Company to accommodate the new sales channel via the Internet. This objective shall be added as: “Clause 28 conducting business regarding the sales of product via the internet system.”; and 6) To propose
Company and its subsidiaries was 492 million Baht. This amount, included by the gain on sale of investment in JASIF, amounting 1,732 million Baht (calculated based on equity method; whereas, the gain on
based on equity method), the record of the total operating profit for the second quarter of the year 2018 was; thus, of 4,242 million Baht. This amount deducted by - FX loss of 445 million Baht; - an