’ instruction and refused to facilitate a meeting venue for the board of directors’ meeting. Such misconduct was therefore deemed as the failure to perform his duties as a listed-company director and executive
manager that she had obtained such authorization and decided to trade by the instruction of clients? appointee or by her own deliberation. For a long period of time, she continually made trading decisions
her client regularly as well as reported to her client on the summary of profit and loss on a monthly basis. On March 12, 2012, {A} made trading decisions without the client's instruction and payment
such as games, counseling service, survey and instruction on Mobile App ?start-to-invest?. Those who download Mobile App ?start-to-invest? and show up at the booth will also be given a souvenir. The SEC
trading decision and informed the client afterward. Examination on records of investment advice, trade order instructions and confirmations indicated that the client's instruction was unclear as certain
Ref.No.IVL004/03/2018 21st March 2018 President The Stock Exchange of Thailand Subject: Indorama Ventures enters into a Joint Venture to acquire the integrated PTA- PET assets in Corpus Christi, Texas, USA
inform that it has through its indirect subsidiary Indorama Netherlands B.V. signed a definitive share purchase agreement on August 11th, 2017, to acquire a 100% stake in the tire cord business of
anticipates that the relevant issues should be resolved and the purchase of GLOW shares should be completed by the first quarter of 2019. • Entering into Share Purchase Agreement to acquire Solar Power Plants
, could pose risk to the client. She also disregarded her client?s instruction and continued her improper actions. The SEC, therefore, suspends Kruawan from the status of approved investor contact for one