World Trading Prosperity Co., Ltd. World Trading Prosperity Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such

Holding, causing damages to both companies. This case is in the process of inquiry by the special prosecutor official. SEC Act S.307 308 311 313 Criminal Complaint Filed with an Inquiry Official Dated 20

Holding, causing damages to both companies. This case is in the process of inquiry by the special prosecutor official. SEC Act S.307 308 311 in conjunction with 315 Criminal Complaint Filed with an

account. This case is in the process of inquiry by the special prosecutor official. SEC Act S.307 308 311 315 89/7 89/24 Criminal Complaint Filed with an Inquiry Official Dated 20/08/2009

. 2535 (1992). This case is in the process of inquiry by the special prosecutor official. SEC Act S.89/7 89/24 Criminal Complaint Filed with an Inquiry Official Dated 20/08/2009

Mr. Somchai Sriphayak Mr. Somchai Sriphayak aided and abetted Mr. Sompong Witthayaraksan, former Chairman of S.E.C. Auto Sales and Services Plc. (SECC) responsible for the operation of SECC, in

withdrawal slip, failed to make proper verification before she jointly co-signed company payment checks or withdrawal slips in advance with another authorized director, causing the company to suffer losses

Plc. (SECC) with the power to sign company check or withdrawal slip, failed to make proper verification before he jointly co-signed company payment checks or withdrawal slips in advance with another

Wang Lee Global Market Co., Ltd. Wang Lee Global Market Co., Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section 343

Glory Prosperity (Thailand) Co., Ltd. Glory Prosperity (Thailand) Co., Ltd. dishonestly deceived the investors by asserting false statements in order to induce the investors to believe that the