three years relating to gold; (4) Being able to show that any individual being its director, manager or person with power of management who is in charge of derivatives business of the applicant meets the
interest of individual investors and render cooperation for capital market development. TIA has assessed AGMs since 2006 to monitor and encourage improvement of AGM quality with positive response and
risk Specific risk SET 50 individual stock/ หุ้นต่างประเทศ ในกลุ่ม large market capitalization 8% 12% Non SET 50 individual stock/หุ้นต่างประเทศ นอกกลุ่ม large market capitalization 10% 20% สินทรัพย์
Company and its subsidiaries and related parties of the Company and its subsidiaries as from 31 December 2016 to 31 December 2017 can be summarized as follows: Individual / Juristic Person Who May Have
such evidence up-to-date for at least five years from the transaction date and the maintenance of such evidence for the first two years shall be in the from which can be promptly retrieved and inspected
which can be promptly retrieved and inspected by the Office, and the securities company shall maintain the reports or articles on securities investment analysis for at least two years from the publication
date on which the information was recorded in the system. In this regard, during the first two years it shall be kept in a manner that is able to be retrieved promptly and inspected by the SEC. Clause 5
the information was recorded in the system. In this regard, during the first 2 two years it shall be kept in a manner that is able to be retrieved promptly and inspected by the SEC. Clause 5 The