relating to the offering, and the features and the risks of the securities and the issuer. The investors, therefore, are advised to study the detailed information in the prospectus, which can be requested
the stored things in respect of client ’s private data, and unrevealed or non-public information; (3) appointing a responsible person who has duty to undertake and be liable for arranging and keeping
presented the papers on ?Listed Company Assessment?. The first study showed a forecasting model developed to predict the listed companies? conditions, resulting in the same direction as credit rating
securities) 6. Details and Scope of Interest of Connected Person Mr.Somchao Tanterdtham, an authorized director holding directly and indirectly totaling 57.69% in NCAD, also holds directly and indirectly of
The Securities and Exchange Commission (SEC), led by Assistant Secretary-General Ms. Sucha Boonyanate, welcomed students and instructors from School of Law, Mae Fah Luang University, on their study
presented the study on Thai equity fund performance and information of which investors should learn prior to making decision to invest in funds. The Forum was hosted under the Memorandum of Understanding
business in the category of investment advisory service; “person with power of management” means a person responsible for a line of work relating to investment advisory service, ranging from the level of the
(hereinafter referred to as the “Transaction”). UWM is a juristic person registered in Thailand with registered capital of Baht 450.00 million with issued and paid-up capital of Baht 112.50 million. UWM held 99
needed should also be given; 2. If the objective above is to invest in a future project, disclose the details as specified in the Future Projects Section; 3. In case of a transaction with a person with a
person who performs the duty as REIT manager in accordance with the trust instrument. Chapter 1 General Provisions __________________ Clause 4 An offer for sale of debt securities, which is not exempted