Bangkok, August 15, 2014 ? The SEC is seeking public comment on draft capital requirement rules applicable to securities companies being unable to maintain adequate net capital as prescribed
more than 600 representatives from companies and organizations in the capital market. The Market Governance Promotion Initiative is a tangible expression of gratitude towards His Majesty King Maha
market which is envisioned to become: Strategic Direction 1 Capital market for competitiveness (Competitiveness), in which potentiality and competitiveness of all sectors in the capital market and economic
ธุรกิจสู่ความยั่งยืน” ในงาน SET: Capital Market Research Forum “ESG and Sustainability in Emerging Markets: Shaping Thailand’s Future” ซึ่งจัดโดยตลาดหลักทรัพย์แห่งประเทศไทย โดยกล่าวถึงบทบาทของ ก.ล.ต. ในการ
capital market. Representatives from digital asset businesses in the United States also joined the discussion. The SEC representatives shared the SEC’s roles and strategic priorities in driving the Thai
At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business
, AIB Chair, on the occasion of their visit to discuss policies to promote foreign banks' roles in capital markets including the development of services for investors, at the SEC Office on 7 November 2023
required net capital level can be maintained and the SEC Office’s approval for business resumption is obtained; (2) Inform clients in writing about the business suspension without delay (3) Do or