cases where a client gives notice of any change in information or a fact appears to an intermediary that any material information of clients is inaccurate or inexact, such information shall be revised and

for seeking an approval [from the REIT manager’s board of directors] or calling notice [for unitholders’meeting], as the case may be, and to give an opinion on the characteristics of transactions under

information as required in List (1) attached to the Notifications on Acquisition or Disposition of Assets, and then submit written notice to the shareholders within 21 days from the date of disclosure of the

board had approved IEC to enter into contract to guarantee loan for The M Group Plc. with Krung Thai Bank Plc. He eventually entered into such contract on behalf of IEC, which was beyond his authority

Guarantee/Security None Name of the Related Party and Type of the Relationship Country Group Holding Public Company Limited holds 99.31% shares in Country Group Securities Public Company Limited and also

extend period amount of 1.85 million baht. **** The interest calculated by the approved loan and the period of loan. 5.1.2) Guarantee Fee of the Letter of Guarantee Guarantee Fee 1 % per annum of

debenture holders’ representative at any time during the term of such securities, and (4) adds provision to support the appointment of bondholders’ representative for no guarantee bond issued by government

, repealing the requirement to have the fund supervisor approve a property insurance agreement, extending the income guarantee clause to cover an event of capital increase filing, and repealing the

having medium to high risk level without  principal guarantee. He, additionally, did not give the client the fund prospectus before making the investment decision.Failure to inform the client of complete

specific features of trigger funds. For example, fund intermediaries must strictly clarify that the trigger point is not a guarantee of returns, and that unit redemption ahead of the target date set in the