prescribed by the Notification of the Capital Market Supervisory Board concerning Outsourcing Operational Function relating to Business Operation to a Third Party; “member” means any member of a securities
Notification. “ critical function ” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business
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business operator when outsourcing its business-related function to a third party which will apply to all types of digital business operators.* In addition, SEC has amended other parts of regulations which
research before making their decision. The ?Investment Calculator? menu is equipped with an inflation-adjusted function to reflect more accuracy and make it more convenient. ?The SEC has encouraged
ตลาดหลักทรัพย์ . Derivatives broker shall arrange to have information system to ensure the information related to undertaking derivatives business, both in document or electronic format, are accurate, complete
function relating to trustee services, trustee operation, oversight of trustee operation or other similar business functions; (b) Business function relating to securities services, securities operation