- derivatives broker to examine or inspect promptly, and also for the Office and auditor of derivatives broker to examine as requested. Clause 11. In case where the Office sees appropriate, derivatives broker
readily available at any time for securities company to examine or inspect promptly, and also for the Office and auditor of securities company to examine as requested. Clause 9. In compliance with
evidence of service provider. Such keeping shall be readily available at any time for securities company to examine or inspect promptly, and also for the Office and auditor of securities company to examine
Executive Committee shall be authorized to take any arrangements necessary and relating to the execution of the agreement in order to execute such transaction as it deems appropriate, and to take arrangements
1 (Translation) No. JKNGB-001-05/2020 May 13, 2020 Re: Execution of Connected Transaction between JKN Global Media Public Company Limited Attn.: President The Stock Exchange of Thailand Enclosure
normal market conditions. The offenders (13) and (14), in their capacity as investment consultant, rendered assistance with the execution of the trading orders, which occurred in three different time
. Saard Theerarojanawong. Members include representatives from public and private organizations, e.g., the Legal Execution Department, the Federation of Thai Capital Market Organizations, the Association of
Court’s judgment, the SEC will proceed with legal execution according to legal proceedings.” ________________________
, the Department of Legal Execution, the World Bank Thailand Office, the Bank of Thailand, the National Credit Bureau, the Office of Insurance Commission, the Office of Small and Medium Enterprises