Intermediaries and professional Number of Companies 150 As of : 08 Mar 2025 Last Updated : 09 Mar 2025 Intermediaries and professional summary Number of Companies Classified by Type of Companies Download data
would be required to ensure that investors who are not legal entities classified as institutional investors, ultra-high-net-worth investors or high-net-worth investors take a knowledge test before
Personnel in Capital Market dated June 3, 2014; classified as prohibited characteristics of personnel in capital market according to Clause 31(1) of the same Notification. Meanwhile, {A}, then a branch
failed to show evidence of their clients trading orders, and most of them admitted that they had taken orders via mobile phone, claiming the clients unfamiliarity with order execution via phone recording
complaint must not exceed 27,175.50 Baht according to the request of the claimant. Moreover, the court ordered Mr. Thanawat to reimburse the execution cost and 6,000 Baht of attorney fee to the claimant.
the following: • Types of fund shall be classified in accordance with the requirements specified in the Notification on Investment of Funds regarding fund labeling (such as fixed income funds, money
Maximum of 500 characters of information shall be provided on the following: • Types of fund shall be classified in accordance with the requirements specified in the Notification on Investment of Funds
of information shall be provided on the following: • Types of fund shall be classified in accordance with the requirements specified in the Notification on Investment of Funds regarding fund labeling
บริการ program trading และ portfolio advisory with execution ได้ตามความถนัด โดยไม่เป็นภาระจนเกินควร แต่ยังคงไว้ซึ่งมาตรฐานการประกอบธุรกิจ ข้อมูลทั่วไป ชื่อผู้ตอบ ตำแหน่ง ชื่อบริษัท โทรศัพท์
ซื้อขายเกิดขึ้น (Execution Volume) (6) ราคาที่มีการจับคู่ซื้อขายเกิดข้ึน (Execution Price) (7) มูลค่าสินทรัพย์ดิจิทัลที่มีการจับคู่ซื้อขายเกิดข้ึนในหน่วยบาท (Execution Value in THB) 1 ในการส่งข้อมูลดัง