counterparty that is a financial institution or a foreign financial institution or through derivatives exchange. Clause 5. The derivatives broker shall invest in derivatives contract for their proprietary

off-exchange with a counterparty that is a financial institution or a foreign financial institution or through derivatives exchange. Clause 5. The derivatives broker shall invest in derivatives contract

derivatives broker. Such trading shall be made through off-exchange with a counter party that is a financial institution or a foreign financial institution or through derivatives exchange. Clause 5. The

(for commercial banks / finance companies / finance and securities companies / securities companies / life insurance companies / financial institution established under specific law)   11. Report/Form

business operator persuant to the law on agricultural futures trading; (4) the Bank of Thailand; (5) an international financial institution; (6) a juristic person established under a specific law; (7) a

this English translation is strictly for reference. Notification of the Securities and Exchange Commission No. Kor Thor. 66/2547 Re: Maintenance of Financial Position of Licensed Derivative Brokers

reference. Notification of the Securities and Exchange Commission No. Kor Thor. 66/2547 Re: Maintenance of Financial Position of Licensed Derivative Brokers __________________ By virtue of Section 9 and

reference. Notification of the Securities and Exchange Commission No. Kor Thor. 50/2548 Re: Preparation and Disclosure of Financial Statements of Derivatives Exchange and Derivatives Clearing House By virtue

exchange means The Securities and Exchange Act B.E.2535 (1992) 2 Clause 2 For applying to perform trust business, an applicant shall be: (1) commercial bank established under the law on financial institution

this English translation is strictly for reference. 3 Notification of the Securities and Exchange Commission No. Kor Thor. 66/2547 Re: Maintenance of Financial Position of Licensed Derivative Brokers