. Notification of the Office of the Securities and Exchange Commission SorThor. 18/2541 Application for an Approval of Derivatives Related Service Provider 04/05/1998 22/05/1998 6. Notification of the Office of
Exchange Commission) Checklist: Documents for a Registration of Persons Qualified to be a Fund Supervisors 7. Report/Form (Notification of Securities and Exchange Commission) Form 121-1 Application Form
01/11/2004 5. Report/Form (Notification of Securities and Exchange Commission) Form 16-1 Application Form for Registration to Undertake Derivatives Business Contact The Securities and Exchange
) 14 16/07/2008 01/08/2008 4. Report/Form (Notification of Securities and Exchange Commission) Form 16-1 Application Form for Registration to Undertake Derivatives Business 5. Circular 3/2547 06
matter to the Securities and Exchange Commission for consideration and making order in relation to the application for the derivatives exchange license within one hundred and twenty days from the date on
this form Page 2 of 8 Form 35 – NRI CIS NRI CIS Application Form To: Secretary-General Securities and Exchange Commission, Thailand Re: Application to offer NRI CIS to non-retail investors in Thailand I
Business 31/10/2017 01/12/2017 3. Notification of the Securities and Exchange Commission Kor Thor. 24/2558 Application for the Agricultural Derivatives Business License (Codefied) 02/12/2015 16/12
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