service for share subscription, for example, would be allowed to use a suitable method for account opening if they could prove that adequate safeguards against impersonation risk have been in place under

SEC Secretary-General Ruenvadee Suwanmongkol said: “Doing good deeds for motherland can start small with any basic thing within one’s organization. The SEC, for example, introduces Vibhavadi Zero

fund and may weaken the overall confidence in the mutual fund industry.   The SEC therefore is proposing to amend the rules on term funds by, for example, (1) increasing investment diversification and

the criteria in order to keep it current.  Consideration is given to the fact that the rates of fee should be equivalent, simple, and appropriate for the capital market environment , for example

derivatives business operators is determined by the types of license packages, each permitting a scope of various business undertakings. For example, Type A Securities Business License requires the minimum paid

The SEC’s instruction followed the latest developments within IFEC organization, namely the resolution of IFEC Extraordinary Shareholders’ Meeting No. 1/2561, appointing new directors to fill in the

decisions on the client?s behalf. {A} claimed that the client was too busy to trade securities by himself and gave instruction on credit limits via the conversation in LINE application. {A} notified his

Gold Futures Co., Ltd. that {A} frequently failed to keep records of his clients' derivative trading orders. He also admitted taking such trading orders via mobile phone or customers' instruction in the

) securities; (3) other assets; (4) any benefits accruing from the assets under (1) - (3), for example, right in dividend or interest or right to purchase newly issued shares and right to attend and to vote in a

; (4) any benefits accruing from the assets under (1) - (3), for example, right in dividend or interest or right to purchase newly issued shares and right to attend and to vote in a meeting of securities