) based on the qualifications of ASEAN investment consultant or ASEAN investment analyst, are no longer registered or approved to perform duties as investment consultant or investment analyst by the
who have been approved by the SEC Office shall clarify, submit relevant documents or evidence, take action or not take action according to such request. Clause 142 Regarding the filing of the
significant items and financial ratios in the following table based on information shown in consolidated financial statements. In case the Company operates in an industry with specific ratio such as average
referenced evidence in making investment decision; (4) Potential investment risks are managed when making investment decision. The investment shall be done reasonably and appropriate to the fund at a
reliable information, documents or referenced evidence in making investment decision; (4) Potential investment risks are managed when making investment decision. The investment shall be done reasonably and
Financial Statements) For the outlook of commercial banks in 2018, loans – a core business – are likely to see higher growth than in 2017, bolstered by an expected broad-based economic rebound, which will be
interest of investors based on proper and effective rules and regulations. This serves to assure investors that management companies will appropriately manage the investments for investors, keeping in mind
investors based on proper and effective rules and regulations. This serves to assure investors that management companies will appropriately manage the investments for investors, keeping in mind the protection
business in the category of management of other persons’ funds, whether it be the mutual fund or private fund management, has the common objective to protect and maintain the best interest of investors based
employment; (6)9 when such persons who are personnel in the capital market business under Clause 9(1) or (3) based on the qualifications of ASEAN investment consultant or ASEAN investment analyst , are no