date when the SEC Office has received the complete and accurate application together with the evidentiary documentation in accordance with the Licensing Manual for the Public. Clause 8 Any person who
has received the complete and accurate application together with the evidentiary documentation in accordance with the Licensing Manual for the Public. 1 Amended by the Notification of the Office of the
securities company should arrange an information security system according to the following guidelines: (1) putting in place a secure and efficient system for safekeeping information, evidentiary documentation
securities’ proceeding to solve a problem. (4) proceed with the complaint in Clause 3 and Clause 4; (5) store evidentiary documentation involving the complaint and proceeding for no less than two years from
’ proceeding to solve a problem. (4) proceed with the complaint in Clause 3 and Clause 4; (5) store evidentiary documentation involving the complaint and proceeding for no less than two years from the date of
investments account and reviewing evidentiary documentation attached to the application before delivering them to the management company for considering an approval; (2) disclosure of information or documents