Bangkok, August 31, 2016 ? The SEC is seeking public comments on the proposed revision to the rules governing determination of licensing fees imposed on securities and derivatives business operators
asset management company in determination of IPO period which will allow making of investment for mutual fund prior to closing of IPO. This will be beneficial for investment especially during market
conflicts of interest that may arise additionally.The proposed amendment contains several key points of change, including (1) determination of additional related persons in considering appointment of asset
No.KorKhor.5/2551 Re: Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for
. KorThor. 12/2553 Re: Determination of Undertaking not Deemed as a Derivatives Dealer By virtue of Section 3 and Section 9 of the Derivatives Act B.E. 2546 (2003) which contains certain provisions relating
Development Public Company Limited 28/09/2020 17:12 Acquisition of shares of M.K. Real Estate Development Plc. and Determination of date of the Extraordinary General Meeting of Shareholders No.1/2020 (Edit
Acquisition of assets, determination of the meeting date, date to determine the name list of shareholders entitled to attend the meeting (Record Date) and agenda of the Extraordinary General Meeting of
: Determination of Fees for Application for Offer for Sale of Newly Issued Securities and Application for Securitization Project (No. 7) By virtue of Section 14(2) of the Securities and Exchange Act B.E. 2535 (1992
determination of characteristics of bills deemed as securities. PP10 is therefore beyond the scope of the SEC’s supervision; 2. Further clarifying the description in the notification by 1) determining that