November 2023. In alignment with the SEC's strategic plan and leveraging the expertise of Certified Financial Planner (CFP®), the course aimed to give a model for a standard financial training

control of the audit firm? 2 Does the person that has ultimate control in the firm be a CFO or managing partner of the firm? If not, how the ultimate shareholder(s) delegate or https://www.sec.or.th/EN

committed to reviewing within 21 calendar days a complete application from fund managers for the authorisation of a fund; and(c) give participating fund managers more flexibility to delegate the investment

zero greenhouse gas emissions by 2050, underscoring the important role of sustainable finance in supporting the business sector in adapting and operating in alignment with this goal. However, promoting

alignment with the UN Sustainable Development Goals (SDGs). During the meeting, the SEC’s key action plans were discussed, which included the introduction of innovative financial tools to promote

Bond Markets.” She presented the development of sustainability-themed bonds and a national taxonomy that emphasized the alignment with the international standard. She also emphasized the importance

drafted relevant regulations, with the key points as follows:   (1) To revise the refresher criteria for IA to include a minimum number of training hours required for the course, in alignment with the roles

management companies. Additionally, the amendments would include revision to the submission period in alignment with that of mutual fund management companies.The SEC is therefore conducting this public

sandbox is one of the policies in alignment with the 3rd Capital Market Development Plan (2017-2021), featuring Distributed Ledger Technology (DLT) initiated by the SEC. It is expected to enhance

towards capital market development and updating various progresses in both regions. Topics on discussion include “Regulatory Alignment & Deference,” “The Use of Technology in Financial Services