, the SEC suspended {A} for two months and {C} for one month from duty as an approved securities investment consultant. For {B} with his previous demerit record, the SEC suspended him from duty as an
Bangkok, November 2, 2011 - The Capital Market Supervisory Board approved revision on regulations on approval of personnel of capital market business operator in response to business practice and to
Sinsap (Thailand) Public Company Limited (“Company”), hereby report the resolutions passed at the meeting of the Board of Directors No. 5/2017, held on May 24, 2017 from 11:00 a.m. as follows: 1. Approved
. Unanimously approved the reviewed financial statements of the Company for the first quarter ended May 31, 2017; 2. Approved the connected transaction with the related companies. (Details as attachment) 3
approved the reviewed financial statements of the Company for the first quarter ended May 31, 2018; 2. Approved the connected transaction with the related companies. (Details as attachment) Please be
follows: 1. Acknowledge the Company's performance for the third quarter ended November 30, 2018; 2. Unanimously approved the reviewed financial statements of the Company for the third quarter and nine-month
categorized by issues 2022 3 Action on financial statements of listed companies 2022 4 Action on approved persons 2022 5 Aggregate complaints data 2022 6 Investigations classified by types of offences
. This amendment approved by the Capital Market Supervisory Board Meeting No. 2/2565 on 15 February 2022 aims to resolve the limitations related to the underwriter’s securities allocation to be in line
have been neither filed for approval nor existed on the list of SEC-approved digital assets. Therefore, investors are advised to be careful when receiving information or solicitation to invest in such
Bangkok, September 24, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved revision of rules applicable to securities companies facing