introduced under the revised regulations enabling the issuer to make several offers for sale of debt securities by simply filing securities? features and additional information in case of the event affecting

controlling [M] · Keeping a written policy of security in the place where the user and the concerned person can simply reach [M] 2. Detail of Policy · Identifying clearly the purpose and scope and having a

for risk controlling [M] o Keeping a written policy of security in the place where the user and the concerned person can simply reach [M] 2. Detail of Policy o Identifying clearly the purpose and scope

(Asia Securities Industry & Financial Markets Association: ASIFMA) ณ กรุงโตเกียว ประเทศญี่ปุ่น เมื่อวันที่ 11 ตุลาคม 2562 โดยร่วมเป็นวิทยากรในการเสวนาหัวข้อ “Fund Passporting and Fund Connect Schemes

must not be utilized as if the business operators do not operate the business themselves.Moreover, outsourcing to non-licensees will be permissible as well. The business operators simply give the SEC

  simply notifies the SEC of the outsource activities at least 15 days in advance.  In case of outsourcing to any other person, business operator is required to seek the SEC approval and outsourcing

are allowed to outsource without seeking for the SEC approval; they simply need to notify the SEC in advance, if the outsourcees are as follows;  (i) a financial institution, (ii) a subsidiary of the

simply reaching a large audience through mass communications. As a result, advertisers can meet their objectives in creating awareness, engagement and conversion. In this exciting environment, companies

two regulators over the past two years and is expected to create more opportunity for Thai capital market to connect with world-renowned Japanese capital market. It would provide more investment choices

the SEC supervision can also be viewed under ?Investor Alert? banner.  In addition, any investor or general public can be of assistance by simply dialing 1207 to give information on suspicious